Estabrook Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$754,310,719
This total excludes 70 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
697
21% high-net worth
Advisors
1
of 10 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
697
Very HighAverage account size
$1,082,225
About
Estabrook Capital Management advises individuals, trusts, corporations, charitable organizations and pension plans, providing discretionary portfolio management across Large Cap Core, Balanced and SRI/ESG strategies and offering model portfolios to program sponsors. The firm charges management fees (not performance‑based fees) and acts as a portfolio manager in various wrap programs in addition to supplying non‑discretionary models to one sponsor program.
Investment decisions are driven by a top‑down, value‑oriented process that emphasizes macroeconomic inflection points, sector positioning and fundamental company analysis, with a typical investment horizon of three to five years. The firm applies valuation tools such as discounted cash flow and relative multiples alongside earnings, cash flow and balance sheet analysis, and integrates ESG screening in its SRI strategy.
Noteworthy operational features include its active role in wrap programs—where it may utilize a sponsor’s execution services—and its practice of providing formal quarterly performance reports to clients and disclosing performance materials publicly. The inclusion of pension plans (which can encompass state or municipal plans) in its client base is also a distinguishing aspect relative to many peers in this category.
Client services
Financial planning
Portfolio management
Provides nondiscretionary services, including investment portfolio models to other sponsors.
Provides nondiscretionary services, including investment portfolio models to other sponsors.
Expertise
ESG / Sustainable investing
Active portfolio management
Fee options
1.00% annually
Account minimum: $500,000
Main office location
Estabrook Capital Management LLC
900 Third Avenue, Suite 502
New York NY 10022, United States
Number of offices
2
Most active in
Estabrook Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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