E
ESI Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,343,192
Total clients
8
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$167,899
About
ESI Advisors provides fee-based investment advisory and financial consulting services to individual clients, addressing areas such as retirement, tax, cash flow, and estate planning. Offerings include discretionary and non-discretionary portfolio management, a Schwab-hosted automated investment program, and standalone financial planning engagements.
The firm builds customized, structured portfolios that reflect each client’s stated objectives and documented risk tolerance, employing fundamental, technical, and cyclical analysis as part of its process. It may manage accounts under discretionary authority via a limited power of attorney, uses an automated platform that supports systematic rebalancing and optional tax-loss harvesting, and performs account reviews at least quarterly.
Noteworthy differences from many peers include the firm’s regular public seminars and workshops on investment topics — an educational offering that is relatively uncommon among independent advisers — and the use of Schwab’s Institutional Intelligent Portfolios platform with features such as the ability for clients to exclude up to three funds. The firm also discloses that its principal maintains employment outside the financial industry, a factor clients may consider when assessing availability and firm resources.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Tax-loss harvesting
Cash flow / budgeting
General tax planning
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.90% annually $2,500,001 - $5,000,000: 0.75% annually $5,000,001+: 0.60% annually
$150 per hour
Account minimum: $5,000 (minimum account balance to open or convert an account in the Program); no minimum for other advisory services
Main office location
ESI Advisors
Urb. Terra Senorial,, Menorca St. 116
Ponce PR 00731, United States
Number of offices
1
Most active in
ESI Advisors has reported serving >5 clients in these states in the last 12 months.
Puerto Rico
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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