Equitta Advisors LLC

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Client assets under management

$89,825,206

Clients

109

36% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$824,084

About

Equitta Advisors provides discretionary investment management and financial planning to individuals, high-net-worth clients, physicians and small businesses. The firm offers ongoing personal client contact, model portfolio implementation and consulting across multiple areas of a client’s financial life.

The adviser relies on Modern Portfolio Theory to construct principally long-term, diversified portfolios using low-cost mutual funds and ETFs, and may customize allocations for tax or other non-investment reasons; it also may use options in certain client accounts. Equitta develops model strategies tied to each client’s risk tolerance and financial situation and reviews or implements strategies for held-away accounts such as employer retirement plans and HSAs.

The firm’s brochure discloses activities that are uncommon among similar supported advisers: the firm principal is a licensed insurance professional and the adviser may recommend and implement insurance products, receiving customary commissions for those sales, and the firm reports occasional other financial product sales. Equitta also discloses minority ownership interests in a HIPAA compliance business and a pet nutrition company, activities the firm says do not occupy a material portion of advisory time.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies

Fee options

Percentage

$0+: 0.70% (Schedule I, for clients with select assets invested with the Firm) $0+: 0.40% (Schedule II, for clients with all investible assets invested with the Firm)

Other

Minimum fee: Annual fixed membership fee ranging from $270 to $8,700 depending on household net worth tier Fee-only: Investment advisory fees plus fixed annual membership fees

Main office location

Equitta Advisors LLC

220 Mill Street, Ste #23

Milford OH 45150, United States

Number of offices

Most active in

Kansas · Missouri · Ohio · Pennsylvania

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Website 844-369-3961

Advisors at this firm

James P

CFP®, Series 66

Milford, OH

Equitta Advisors LLC

James Pommert is a CFP® with 16 years of industry experience, currently serving as an advisor at Equitta Advisors LLC since 2017. His prior experience includes roles at Kansas City Life Insurance Company and Krilogy Financial. He holds minority ownership stakes in a pet nutrition company and a healthcare-related firm. Equitta Advisors serves individual and high-net-worth clients, physicians, and small businesses with discretionary investment management and financial planning. The firm uses model-based portfolios focused on Modern Portfolio Theory, incorporating low-cost mutual funds and ETFs, and provides advice on held-away retirement assets.

Options & derivatives strategies

John N

Series 66

Erie, PA

Equitta Advisors LLC

John Niebauer IV is a financial advisor at Equitta Advisors LLC with three years of industry experience. He holds a Series 66 designation and has worked at firms including Equitable Advisors and Polaris Advisors. He is also an officer in the U.S. Army National Guard. Equitta Advisors serves individual and high-net-worth clients, physicians, and small businesses with discretionary investment management and annual financial planning. The firm uses model-based portfolios primarily composed of low-cost mutual funds and ETFs, applying Modern Portfolio Theory alongside other analytical methods to construct risk-targeted portfolios.

Options & derivatives strategies

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