Equinox Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$83,900,463
Total clients
41
73% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
41
Average account size
$2,046,353
About
Equinox Wealth Management provides ongoing investment management and financial planning services to individuals, families, businesses, foundations, and retirement plans, delivering recommendations and, with client approval, implementing and monitoring portfolios. Financial planning is offered in conjunction with investment management at no additional fee and engagements are tailored to each client’s objectives and risk tolerance.
The firm emphasizes customized, diversified portfolios focused on asset allocation consistent with modern portfolio theory, primarily using exchange traded funds, stocks, bonds and, when appropriate, mutual funds, and relies on fundamental security analysis alongside market trend and economic cycle considerations. Accounts are managed on a non‑discretionary basis with ongoing review of holdings, risk tolerance, and portfolio allocation as client circumstances or market conditions change.
What distinguishes the firm from many independent peers is its work for pension and profit‑sharing retirement plan clients and other institutional-type entities, a client type relatively uncommon among similar independent advisers, and its status as a fiduciary for retirement accounts under applicable ERISA/IRC standards. The firm reports roughly $83.9 million in assets under management, uses institutional custodial services (including Charles Schwab’s institutional platform) that provide research and operational support, and does not vote client proxies.
Client services
Portfolio management
Expertise
General retirement planning
Fee options
1% annually
Main office location
Equinox Wealth Management
Santa Cruz CA, United States
Number of offices
1
Most active in
Equinox Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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