Epogee Capital Management, LLC

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Client assets under management

$56,234,654

Clients

100% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$18,744,885

About

Epogee Capital Management provides ongoing portfolio management primarily to high‑net‑worth individuals and charitable organizations, billing on an asset‑based basis and preparing individualized Investment Policy Statements that cover asset allocation, selection, and risk tolerance. The firm’s reported client base is very small (three clients) and its services include mutual funds, equities, fixed income, ETFs, private equity and real estate funds, and options strategies.

The firm uses fundamental, quantitative and technical analysis and maintains three model allocations (conservative, balanced, aggressive growth) that it tailors to clients’ goals, time horizons and liquidity needs. Although ECM’s advisory agreement seeks discretionary trading authority, the majority of its reported assets are managed on a non‑discretionary basis; ECM also requires clients to custody assets at Schwab Institutional and provides quarterly reporting.

Compared with peers, Epogee is notable for the concentration of AUM in non‑discretionary accounts and for managing a very small, high‑value client roster soon after its 2024 formation. The brochure discloses the managing partner’s external roles — participation on a private real estate fund investment committee and service as a strategic advisor/controller to an industrial supplier — which are documented in the brochure as potential conflicts to be managed.

Client services

Portfolio management

Expertise

Options & derivatives strategies Real estate investing

Fee options

Percentage

$0 - $5,000,000.00: 1.00% $5,000,000.01+: 0.75%

Main office location

Epogee Capital Management, LLC

Boston MA, United States

Number of offices

Most active in

Connecticut · Florida · Massachusetts

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 9788867388

Advisors at this firm

Mark C

Series 65

Boston, MA

Epogee Capital Management, LLC

Mark Cunningham is a financial advisor at Epogee Capital Management, LLC with one year of industry experience. He holds a Series 65 credential and has worked at several firms including Method Advisors and Balter Capital Management LLC. Epogee Capital Management serves high-net-worth individuals and charitable organizations with tailored portfolio management and individualized investment policy statements. The firm manages a very small client roster and incorporates a broad range of investment instruments, including alternative investments and commodity-sector ETFs, using fundamental, quantitative, and technical analysis.

Options & derivatives strategies Real estate investing

Jay W

CFA®

Boston, MA

Epogee Capital Management, LLC

Jay Warner is a CFA® charterholder and financial advisor at Epogee Capital Management, LLC with over 15 years of industry experience. He previously worked at Balter Capital Management, Invenomic Capital, Method Advisors, and Port One Investments. Outside of Epogee, he serves as a Strategic Advisor and controller for Advanced Visibility, a company providing safety garments to the utility industry, and as a Senior Advisor on the investment committee of Port One Equities, a private real estate fund. Epogee Capital Management offers portfolio management and customized investment policy statements primarily for high-net-worth individuals and charitable organizations. The firm manages a concentrated client roster and employs a broad range of investment strategies, including alternative assets, with a blend of fundamental, quantitative, and technical analysis.

Options & derivatives strategies Real estate investing

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