EPL Investment Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,000,000
Clients
91
7% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
91
Very HighAverage account size
$241,758
About
EPL Investment Advisory LLC provides portfolio management, financial consulting, and pension consulting to a mix of individual clients and various institutional entities, including pension and profit-sharing plans, trusts, estates, and business clients. The firm reports managing approximately $22 million in discretionary assets and typically charges asset-based fees for portfolio management while using hourly fees for standalone consulting engagements.
The firm's investment process draws on a range of methods — including fundamental, technical, charting, cyclical analysis, Modern Portfolio Theory, and both long- and short-term trading — and it constructs customized or model-based portfolios that are monitored and rebalanced over time. EPL also advises on a broad set of investments (equities, fixed income, funds, and interests in partnerships such as real estate and energy) and explicitly offers pension consulting and plan services that are less common among independent advisers.
Distinctive aspects disclosed in the brochure include multiple affiliated businesses: a licensed insurance agency that sells life, health, long-term care products and annuities for commissions, a licensed real estate brokerage with associated real estate holdings, and an affiliated entity providing bookkeeping, payroll, and tax-related services. The firm notes these affiliations can result in commission-based compensation from insurance and real estate transactions in addition to advisory fees; the brochure states clients are not required to use affiliated services and discloses these potential conflicts of interest.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $49,999: 2.00% $50,000 - $199,999: 1.75% $200,000 - $499,999: 1.50% $500,000 - $999,999: 1.25% $1,000,000 - $2,500,000: 1.00% $2,500,001 - $4,999,999: 0.75%
Financial Consulting: $495 per hour, negotiable
Account minimum: No minimum stated; firm notes it may terminate accounts it deems too small to manage effectively
Main office location
EPL Investment Advisory, LLC
3035 S Ellsworth Road, 109
Mesa AZ 85212, United States
Number of offices
1
Most active in
EPL Investment Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
Forms ADV
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