E
Episteme Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
1
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$25,000
About
Episteme Advisors is an independent, single‑advisor registered investment adviser that provides portfolio management and related advisory services primarily to individual clients. The firm’s brochure also discloses that it accepts corporate or business clients and generally uses a percentage‑of‑assets fee structure.
The adviser reports that it typically provides services on a non‑discretionary basis, working collaboratively with clients who retain final decision‑making authority over trades and allocations. The firm describes periodic account reviews and implementation support rather than routine discretionary trading on behalf of clients.
Notable distinctions include a disclosed affiliation with other registered investment advisers and the firm’s acceptance of corporate/business clients — both of which are uncommon among solo independent advisers. The reported scale of the practice (one advisor, one client and roughly $125,000 in assets under management) further differentiates Episteme from many peers that serve broader client bases.
Client services
Portfolio management
Most active in
Episteme Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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