EP Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
EP Wealth Management LLC is a registered investment adviser formed in 2024 that offers discretionary investment management and related advisory services to individuals and high‑net‑worth clients, including account reviews, asset allocation recommendations, and a one‑time financial plan. The firm generally charges asset‑based (percentage‑of‑AUM) advisory fees and makes managed accounts available through qualified custodians.
The firm tailors portfolios to clients’ objectives, time horizons, and risk tolerances, employing methods such as asset allocation, dollar‑cost averaging, technical analysis, and a mix of short‑ and long‑term purchases with an explicit focus on maintaining purchasing power over the long term. EP Wealth may delegate management to unaffiliated third‑party sub‑advisors under discretionary agreements, supervises those relationships, and may recommend wrap fee program options when appropriate.
A noteworthy and uncommon aspect of the firm is its selection and use of other advisers: the brochure discloses that it engages unaffiliated sub‑advisors (including named firms) to manage some accounts and incorporates those advisors’ fees into client arrangements. The firm also reported no assets under management at filing, limits custody to fee‑deduction authorization, and discloses that some representatives are licensed insurance agents who may offer commissionable products (up to 30% of their time), a potential conflict it identifies in its disclosures.
Client services
Portfolio management
Selection of other advisers
Expertise
Annuities
Fee options
Maximum 1.50% annually
Main office location
EP Wealth Management LLC
Carefree AZ, United States
Number of offices
1
Most active in
EP Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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