Engels Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$28,809,800
Total clients
14
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$2,057,843
About
Engels Investment Advisors, LLC works with high‑net‑worth individuals and families, providing long‑term supervisory portfolio management and advice on asset allocation and specific securities. The firm serves a small client base (14 clients) and manages roughly $28.8 million, typically charging fees based on a percentage of assets under management.
The firm's investment approach is long‑term and research driven, combining fundamental, technical and cyclical analysis and charting to recommend individual publicly traded equities, investment‑grade government, municipal and corporate bonds, bank CDs and mutual funds. It does not use options or advise on real estate, and all assets are managed on a non‑discretionary basis so clients retain ultimate authority over trade execution.
What is noteworthy is the exclusive focus on high‑net‑worth clients (minimum $250,000) together with a fully non‑discretionary model—an arrangement that is uncommon among independent advisory firms. The practice is a single‑advisor operation whose principal performs monthly (at minimum quarterly) account reviews, does not take custody of client assets, and does not accept third‑party sales compensation or performance‑based fees.
Client services
Fee options
$0+: 1.00% annually on an all-equity portfolio $0+: 0.60% annually on an all-fixed income portfolio $0+: 0.85% annually on a balanced or mixed portfolio
Account minimum: $250,000
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Engels Investment Advisors, LLC
Center Sandwich NH, United States
Number of offices
1
Forms ADV
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