Engel Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$233,825
Clients
13
8% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$17,987
About
Engel Capital is an independent, single-advisor investment adviser that primarily serves individual clients and provides portfolio management and broader investment advisory services. The firm reports approximately $234,000 in assets under management across about a dozen clients and generally uses percentage-of-assets-under-management billing common to peers.
As a solo practitioner, the adviser delivers individualized portfolio management and works directly with each client on investment implementation. The firm discloses that it may use derivatives within separately managed accounts and also accepts performance-based fee arrangements for some client relationships.
The combination of derivative strategies in separately managed accounts and performance-linked compensation is uncommon among independent advisers and distinguishes Engel Capital from many small, single-advisor firms. Its modest asset base and very small client roster further set its operational scale and client engagement model apart from larger independents.
Client services
Portfolio management
Main office location
Engel Capital
Brooklyn NY, United States
Number of offices
1
Most active in
Engel Capital has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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