Empower Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
63
24% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
63
Very HighAverage account size
$0
About
Empower Financial provides fee-only financial planning and investment consultation to a mix of individual clients, trusts, estates, retirement plans and small businesses, and also accepts engagements from a range of institutional and organizational clients including corporate entities, pension and profit-sharing plans, charitable organizations, other investment advisers, banks, insurance companies, state and municipal governments, and even a sovereign wealth fund. The firm offers project-based comprehensive financial plans and ongoing hourly planning but does not provide asset management, custody, or discretionary trading on client accounts.
The firm’s investment approach uses a Core + Satellite framework that blends low-cost, passive holdings with selective active or satellite positions and may include recommendations for alternative investments (real estate partnerships, private placements, venture capital, hedge funds, and digital assets) where appropriate; the advisor develops client risk profiles, recommends asset allocations and detailed trade lists, and assists with custodian selection while clients generally implement trades themselves. Financial planning topics routinely covered include retirement and tax planning, employee equity compensation, college funding, cash flow and debt management, risk management and estate planning, with follow-up meetings to review implementation.
Noteworthy for a solo, state-registered advisory of this size, the firm reports relationships with several types of institutional and non‑profit clients that are atypical among peers, and it also accepts engagements from other investment advisers — arrangements that are uncommon for independent one‑advisor firms. The principal holds CFP® certification and a technology-industry background and serves in a volunteer board/treasurer role for a nonprofit, and the firm’s business model emphasizes advice-for-fee engagements rather than percentage-of-AUM billing or custody of client assets.
Client services
Financial planning
Expertise
Concentrated stock management
Equity Recipients (RS/RSU, SOP, ESPP)
Tax-loss harvesting
Occupation focus
Technology Professional
Founder/Business Owner
Demographic focus
Values-based investing
Fee options
Hourly consulting for independent technology consulting, no specific rate provided
Main office location
Empower Financial
Fremont CA, United States
Number of offices
1
Most active in
Empower Financial has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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