E
Empire Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,554,590
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$212,883
About
Empire Wealth Management is a small, independent registered investment adviser that provides discretionary and non‑discretionary portfolio management and comprehensive financial planning to individuals, high‑net‑worth clients, businesses, charities, and small employer‑sponsored retirement plans. The firm manages roughly $3.18 million across 13 client relationships and offers both fixed‑fee and hourly planning engagements in addition to ongoing portfolio oversight.
The firm combines Modern Portfolio Theory and long‑term purchase strategies with elements of technical analysis, and typically recommends mutual funds, exchange‑traded funds, individual stocks, and bonds while tailoring allocations to each client’s objectives, time horizon, and risk tolerance. The brochure emphasizes a broad discussion of investment risks (including inflation, interest‑rate, liquidity, horizon and longevity risk) and notes that tax efficiency is not a primary objective, so clients are encouraged to consult tax professionals.
Distinctive features include the principal’s concurrent activity as a licensed insurance agent, with disclosed commissions and procedures to address that conflict, and a recent change removing referrals to external money managers for alternative investments. Operating at a very small scale, the firm reports limited trade aggregation opportunities, typically recommends Trade‑PMR, Inc. as custodian, and does not vote client proxies.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Fee options
$200 to $2,000 (negotiable depending on complexity and scope)
0.25% to 2% annually (negotiable, depending on size and complexity)
$200 per hour (negotiable depending on scope and complexity)
Main office location
Empire Wealth Management, LLC
Monroe VA, United States
Number of offices
1
Most active in
Empire Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")