Emory Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,101,093
Total clients
48
13% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
48
Average account size
$252,106
About
The firm provides discretionary asset management and comprehensive financial planning to high‑net‑worth individuals, trusts, estates, and retirement plan sponsors. It also offers ERISA plan services, acting as a limited‑scope 3(21) fiduciary for qualified retirement plans.
Portfolio management is tailored to documented client objectives, time horizons and risk tolerances and implemented under discretionary authority with periodic monitoring and rebalancing. Investment analysis incorporates a mix of fundamental, technical/charting and cyclical methods, and the firm documents client restrictions and investment policy statements to guide decisions.
Notable differences from many peers include its pension consulting role and explicit ERISA 3(21) services for plan sponsors, as well as the principal’s outside activity as an insurance agent (disclosed as consuming a small portion of time and resulting in separate compensation). The firm operates on a boutique scale (roughly four dozen client relationships and about $12.1 million in assets under management) and does not require an account minimum.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement plans for business owners (SEP, solo 401k)
Retirement income strategy
Fee options
Financial planning fees between $1,000 and $10,000 based on complexity and client needs
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
$300 per hour for work completed if financial planning agreement is cancelled after 5 business days
Main office location
Emory Wealth LLC
Austin TX, United States
Number of offices
1
Most active in
Emory Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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