Emergent Fortuity Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,140,170
Clients
48
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
48
HighAverage account size
$65,420
About
Emergent Fortuity Financial provides ongoing portfolio management and investment advice primarily to individual clients, creating a written Investment Policy Statement for each client and tailoring portfolios to goals, risk tolerance and time horizon. The firm generally limits recommendations to mutual funds, equities, fixed income, ETFs and insurance products and supports client-imposed investment restrictions and model allocations.
The firm applies a mix of analytical methods — including charting, cyclical, fundamental, quantitative, technical analysis and modern portfolio theory — and pursues a long-term trading orientation while performing regular portfolio monitoring and delivering quarterly reports. Emergent Fortuity does not exercise discretionary trading authority over client accounts, so clients retain final control over trade executions.
Distinctive features include acting as both portfolio manager and sponsor of a wrap fee program (with a separate wrap fee brochure), a service that is uncommon among independent advisers, and a requirement that clients use a specified broker‑dealer (Trade‑PMR, clearing through First Clearing). The firm also does not aggregate block trades for multiple clients and discloses the potential to receive soft‑dollar research or services, which may influence execution and ancillary benefits.
Client services
Portfolio management
Expertise
Annuities
Fee options
0.85% annually
Main office location
Emergent Fortuity Financial, LLC
7777 Davie Rd Ext., #302 B
Plantation FL 33324, United States
Number of offices
1
Most active in
Emergent Fortuity Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")