Emergent Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Emergent Financial Group provides investment advisory and pension consulting services primarily to retirement plan sponsors and other institutional clients, while also offering asset management and written financial planning for individual accounts. The firm is newly registered (formed in late 2021) and reported no assets under management as of March 2023, operating with a single investment professional.
Investment advice combines long-term, value-oriented strategies with tactical and strategic asset-allocation tools, and the firm cites use of fundamental, technical and cyclical analysis to inform portfolio decisions. For retirement clients Emergent Financial Group offers both nondiscretionary fiduciary consulting (investment policy statements, due diligence, benchmarking, participant education) and discretionary fiduciary management including qualified default investment alternative (QDIA) development and ongoing monitoring.
A distinctive feature of the firm is that it also conducts insurance business as a licensed independent insurance agent—offering property and casualty, life, disability and annuity products—which the brochure notes can create commission-related conflicts that the firm says it discloses and seeks to manage. The firm also requires use of a single institutional custodian platform for managed accounts and emphasizes ERISA-focused services for plan sponsors, a combination that is less common among investment-manager firms.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Equity compensation tax strategy
Options & derivatives strategies
Life insurance needs analysis
Fee options
Fixed fee for financial planning services ranging from $1,500 to $3,000
$0 - $1,000,000: 2.00% annually $1,000,001+: 1.50% annually
Main office location
Emergent Financial Group, LLC
3355 Lenox Rd Ne, Ste 750
Atlanta GA 30326, United States
Number of offices
1
Most active in
Emergent Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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