E
Elm Tree Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,000,000
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$800,000
About
Elm Tree Capital Management is a boutique discretionary investment adviser that provides separately managed account services to high‑net‑worth individuals, trusts, estates, charitable organizations, corporations, and private investment funds. The firm does not target or report serving non‑high‑net‑worth retail individual clients, focusing instead on HNW and institutional‑style accounts.
Its investment approach emphasizes income generation and capital preservation through a buy‑and‑hold strategy concentrated in dividend‑paying equities, fixed‑income securities, ETFs, and mutual funds, supported by fundamental and proprietary credit analysis. Portfolios are managed on a discretionary basis with regular monitoring, and the firm also offers standalone portfolio monitoring and independent credit‑analysis services for clients who do not engage its managed account services.
Compared with peers, the firm emphasizes deep fixed‑income and credit research expertise and provides bespoke credit assessments as a distinct service offering. Operating with a small client base and modest assets under management, the firm delivers hands‑on, customized analysis and oversight and maintains a formal code of ethics patterned on CFA standards.
Client services
Portfolio management
Expertise
Income planning
Wealth management
Fee options
$100,000 - $1,000,000: 0.65% annually $1,000,001 - $3,000,000: 0.50% annually $3,000,001+: 0.35% annually
$250 per hour for portfolio monitoring and credit analysis services, negotiable
Account minimum: $100,000
Main office location
Elm Tree Capital Management LLC
Port Charlotte FL, United States
Number of offices
1
Most active in
Elm Tree Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")