Ellis Financial Solutions LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Ellis Financial Solutions LLC provides investment management, ongoing financial planning, and retirement plan consulting and management to individuals, high‑net‑worth clients, and employer plan sponsors. The firm discloses that it offers ERISA‑focused fiduciary services for retirement plans and reported $0 in discretionary and non‑discretionary assets under management as of December 31, 2025.
The firm’s investment process is built around an asset‑allocation framework informed by modern portfolio theory and employs a mix of passive and active mutual funds and ETFs; when appropriate it implements Schwab Model Portfolios and generally manages accounts on a discretionary basis with quarterly reviews. Clients receive written financial plans and the firm provides ongoing monitoring, model selection oversight, and implementation support for plan fiduciaries.
Ellis Financial Solutions’ brochure highlights several uncommon features for its peer group: a disclosed business connection to a bookkeeping and tax‑preparation firm (Ellis Bottom Line Bookkeeping) — noted as a potential conflict of interest with no referral compensation paid — and a stated allocation of up to 50% of the principal’s normal trading‑hour time to that activity. The firm also emphasizes pension consulting and the selection and evaluation of other advisers and vendors for retirement plans (including vendor searches, IPS development, and 3(38) investment manager services), services that are less common among investment‑manager peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Fee options
Ongoing Financial Planning fees range from $500 to $5,000 paid quarterly in arrears; Annual updates fees range from $150 to $500 per update
$0+: 0.65% $0+: 0.35%
Fee-only: 0.65% annually for Wealth Management; 0.35% annually for Retirement Plan Consulting and Management
Main office location
Ellis Financial Solutions LLC
729 Main St
Longmont CO 80501, United States
Number of offices
1
Most active in
Ellis Financial Solutions LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")