E
Elliot Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,038,000
Clients
19
58% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
LowAverage account size
$2,107,263
About
Elliot Investment Management, LLC provides discretionary portfolio management primarily for individual clients, including high-net-worth individuals, and typically charges percentage-of-assets-under-management fees. The firm develops an Investment Policy Statement for each client and manages portfolios using mutual funds, equities, bonds, ETFs and may also advise on real estate, insurance products, annuities and private placements.
The advisor uses a mix of fundamental, technical and charting analysis and implements both long‑ and short‑term trading strategies, including options writing (covered and uncovered) and option spreading. EIM documents client risk tolerance in each Investment Policy Statement, requests discretionary trading authority, and conducts at least weekly account reviews while clients receive monthly custodian statements.
Distinctive features versus peers include the firm’s explicit use of options writing — including uncovered options — and more active trading techniques tied to charting and technical analysis, which are less common among small independent advisers that focus on long‑term portfolio management. The firm manages roughly $40 million across a small client base (19 clients), requires use of its chosen custodian (which may limit client‑directed brokerage), and permits personal trading by the advisor subject to documentation and trade-priority policies.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Fee options
0.50% - 2.00% (negotiable)
Account minimum: $100,000 (may be waived)
Main office location
Elliot Investment Management, LLC
Summit NJ, United States
Number of offices
1
Most active in
Elliot Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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