Elliker Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,476,393
Total clients
12
25% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$456,366
About
Elliker Financial is a fee‑only, independent adviser that provides wealth management, discretionary portfolio management, and comprehensive financial planning to high‑net‑worth individuals and small businesses. The firm also offers ongoing advice and monitoring for held‑away accounts such as employer‑sponsored plans and 529 accounts.
The firm’s investment process emphasizes asset allocation grounded in Modern Portfolio Theory and uses a mix of fundamental, cyclical, and charting analyses to select a combination of passive and active funds, ETFs, and individual securities. It may incorporate socially responsible (ESG) strategies at a client’s request and conducts quarterly reviews while generally operating with discretionary trading authority.
Noteworthy features include a deliberate focus on HNW clients — the brochure indicates the firm does not serve non‑HNW individual clients — and a small, recently established practice managing roughly $5.5 million for a limited number of relationships. The firm is operated by a single, credentialed principal with small‑business experience, provides financial plans at the client’s election, and requires clients to custody assets on its recommended institutional platform.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Social Security optimization
Occupation focus
Founder/Business Owner
Demographic focus
Mid-Career Professionals
Fee options
$0 - $1,000,000: 1.00% $1,000,001+: 0.90%
Minimum fee: Minimum quarterly fee of $1,000 Fee-only: Fee-only firm; compensated solely by clients, no commissions
Main office location
Elliker Financial
3821 Main Street
Morgantown PA 19543, United States
Number of offices
2
Most active in
Elliker Financial has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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