Ellerbrock-Norris Wealth Strategies LLC

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Client assets under management

$157,335,121

Clients

53% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$2,126,150

About

Ellerbrock‑Norris Wealth Strategies serves individuals, high‑net‑worth clients, and employer retirement plans, offering discretionary and non‑discretionary investment management, financial planning, pension consulting, and the selection or retention of third‑party subadvisers. The firm also facilitates estate‑planning document preparation through an introduced online provider and provides both one‑time and ongoing planning engagements.

The firm generally implements risk‑based, diversified portfolios using no‑load mutual funds, ETFs, individual stocks, corporate and municipal bonds, and U.S. government securities, and applies fundamental analysis, modern portfolio theory, and technical analysis in its process. Ellerbrock‑Norris monitors accounts on an ongoing basis (typically quarterly), manages roughly $171.6 million in client assets across discretionary and non‑discretionary relationships, and will engage third‑party managers for specialized strategies when appropriate.

A noteworthy characteristic is that the adviser is a wholly owned subsidiary of an insurance agency and some of its advisers are licensed insurance agents who may offer insurance products and receive customary commissions; the firm discloses and addresses the resulting conflicts of interest. The firm’s model also blends direct advisory services with recommended third‑party platforms and subadvisers and, in at least one instance, absorbs fees when facilitating an estate‑planning online service, which differentiates its service delivery from many peers.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning Charitable giving tax strategies Cash flow / budgeting

Fee options

Fixed

Financial planning fees generally range between $250 and $20,000 per financial plan, and/or ongoing flat fees charged monthly or quarterly, negotiable.

Percentage

$0 - $250,000: 1.50% $250,001 - $500,000: 1.40% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 0.90% $2,000,001+: 0.75%

Main office location

Ellerbrock-Norris Wealth Strategies LLC

4331 North 156 Th Street

Omaha NE 68116, United States

Number of offices

Most active in

Nebraska · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website (402) 884-1320

Advisors at this firm

Ryan B

Series 66

Omaha, NE

Ellerbrock-Norris Wealth Strategies LLC

Ryan Brott is a financial advisor with Ellerbrock-Norris Wealth Strategies LLC in Omaha, NE, holding a Series 66 designation and 12 years of industry experience. His professional background includes roles at TD Ameritrade and leadership positions in several related business ventures. He is a co-founder of Rocketship Ventures, LLC, which develops CRM and workflow software for the insurance industry. Ellerbrock-Norris Wealth Strategies serves individuals, high-net-worth clients, and employer retirement plans by providing investment management, financial planning, pension consulting, and estate-planning services. The firm employs risk-based, diversified portfolios and combines direct advisory services with third-party platforms and subadvisers.

General retirement planning Charitable giving tax strategies Cash flow / budgeting

Benjamin W

Series 63, Series 65, Series 66

Omaha, NE

Ellerbrock-Norris Wealth Strategies LLC

Benjamin Woods is a financial advisor with Ellerbrock-Norris Wealth Strategies LLC in Omaha, NE, holding Series 63, 65, and 66 licenses and bringing 25 years of industry experience. Prior to joining Ellerbrock-Norris in 2021, he worked at TD Ameritrade for eight years. Ellerbrock-Norris Wealth Strategies serves individuals, high-net-worth clients, and employer retirement plans, offering investment management, financial planning, pension consulting, and estate-planning document preparation. The firm employs risk-based, diversified portfolios using a range of securities and applies fundamental analysis, modern portfolio theory, and technical analysis in its investment process.

General retirement planning Charitable giving tax strategies Cash flow / budgeting

Seth C

CFP®, Series 63, Series 66

Omaha, NE

Ellerbrock-Norris Wealth Strategies LLC

Seth Cave is a CFP®-certified financial advisor with Ellerbrock-Norris Wealth Strategies LLC in Omaha, NE, with four years of industry experience. Prior to joining Ellerbrock-Norris in 2024, he worked at Raymond James & Associates and The Vanguard Group. Outside of advisory work, he is a silent partner in a lawn and landscaping company. Ellerbrock-Norris Wealth Strategies serves individuals, high-net-worth clients, and employer retirement plans, offering investment management, financial planning, and pension consulting. The firm employs a risk-based, diversified investment approach and combines direct advisory services with third-party platforms and subadvisers.

General retirement planning Charitable giving tax strategies Cash flow / budgeting

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