Elevate Wealth Advisors, LLC

Updated today

Find your advisor

Client assets under management

$19,129,634

Clients

15% high-net worth

Advisors

of 8 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$269,431

About

Elevate Wealth Advisors, LLC is a state‑registered investment adviser that provides discretionary investment management, portfolio trading, and rebalancing for individual and high‑net‑worth clients; it also offers assets‑under‑advisement services in some circumstances. The firm manages separate accounts and, when appropriate, recommends participation in private investment vehicles it manages.

Elevate emphasizes an active, adaptive approach grounded primarily in fundamental analysis while tailoring portfolios to each client’s objectives and allowing reasonable, written investment restrictions; it generally exercises day‑to‑day discretionary authority. The firm may use hedging and derivatives strategies (including options, ETFs, futures) and may employ leverage as authorized by clients, with periodic reviews and rebalancing.

Distinctive relative to many team‑category peers, Elevate serves as investment manager to a pooled private fund through an affiliated general partner and implements an ETF call‑option long/short strategy to generate option premium income, receiving management and performance allocations; fund participation is limited to accredited investors and recommended on a non‑discretionary basis with full disclosure and counsel recommendations to address conflicts. The firm’s formation as a joint venture and current ownership by an affiliated financial and insurance services company — whose principals are licensed insurance agents — creates an uncommon affiliation for a firm of this size, although the advisory entity states it does not transact insurance products.

Client services

Portfolio management

Expertise

Options & derivatives strategies Active portfolio management

Fee options

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.65% $10,000,000+: 0.50%

Performance-based

Up to 20% of net profits in private investment vehicles managed by the firm.

Subscriptions

Assets Under Advisement service at $50/month.

Main office location

Elevate Wealth Advisors, LLC

4675 Macarthur Court, Suite 1430

Newport Beach CA 92660, United States

Number of offices

Most active in

California · Delaware · Texas · Wyoming

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (949) 876-5249

Advisors at this firm

James T

Series 63, Series 65

Newport Beach, CA

Elevate Wealth Advisors, LLC

James Thornton is a financial advisor with Elevate Wealth Advisors, LLC in Newport Beach, CA. He holds Series 63 and Series 65 licenses and has five years of industry experience. Prior to joining Elevate Wealth Advisors, he has worked at several firms including Park Avenue Securities and Northwestern Mutual. In addition to his advisory role, Thornton serves as Chief Financial Planner at Elevate Financial & Insurance Services, LLC. Elevate Wealth Advisors, LLC provides discretionary investment management and portfolio services primarily to individual and high-net-worth clients. The firm employs an active, adaptive investment approach focused on fundamental analysis and manages both separate accounts and private investment vehicles, including a pooled private fund utilizing an ETF call-option long/short strategy.

Options & derivatives strategies Active portfolio management

Jason R

Series 66

Newport Beach, CA

Elevate Wealth Advisors, LLC

Jason Rotman is a financial advisor at Elevate Wealth Advisors, LLC with four years of industry experience. He holds a Series 66 designation and has previously worked at Park Avenue Securities, Guardian Life Insurance, and other financial firms. Outside of his advisory role, he is also involved with Elevate Financial & Insurance Services, LLC as an insurance agent. Elevate Wealth Advisors, LLC is a state-registered investment adviser serving individual and high-net-worth clients with discretionary investment management and portfolio services. The firm employs an active, fundamental analysis-based approach and offers specialized strategies, including a private fund with an ETF call-option long/short strategy for accredited investors.

Options & derivatives strategies Active portfolio management

Michael T

Series 65

Newport Beach, CA

Elevate Wealth Advisors, LLC

Michael Thibodeaux is a financial advisor with Elevate Wealth Advisors, LLC in Newport Beach, CA. He holds a Series 65 designation and has been working in the financial services industry since 2020, including roles at World Financial Group and Elevate Financial Partners. Elevate Wealth Advisors, LLC provides discretionary investment management and portfolio trading for individual and high-net-worth clients. The firm employs an active, adaptive investment approach focused on fundamental analysis and offers participation in a private fund utilizing an ETF call-option long/short strategy.

Options & derivatives strategies Active portfolio management

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support