Elevate Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$36,750,994
Total clients
11
82% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$3,340,999
About
Elevate Investment Management serves individual and high‑net‑worth investors by providing ongoing portfolio management coupled with comprehensive financial planning. The firm prepares individualized investment policy statements and manages asset allocation and security selection across mutual funds, ETFs, equities, fixed income (including TIPS), non‑U.S. securities and private placements.
Its investment process combines fundamental analysis with modern portfolio theory to build diversified portfolios and typically operates under discretionary authority to implement client strategies. The firm uses long‑term trading and explicit options strategies (including covered, uncovered and spread positions) and discloses the heightened risks associated with options and private placement investments.
Distinctive features include a relatively small client roster alongside roughly $36.8 million in assets under management, which translates into a higher average account size than is typical for many independent advisers, and the inclusion of financial planning at no additional charge for managed clients. The firm does not engage third‑party sub‑advisers, may rely on custodial platforms that provide research and soft‑dollar benefits, and maintains documented procedures for fee deduction and standing transfer authorizations that create limited custody considerations.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Fee options
$0 - $2,000,000: 0.80% $2,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.50% $10,000,001 - $25,000,000: 0.40% $25,000,001 - $50,000,000: 0.30% $50,000,001 - $100,000,000: 0.25% $100,000,001+: 0.20%
Main office location
Elevate Investment Management, LLC
16220 N. Scottsdale Road, Suite 300
Scottsdale AZ 85254, United States
Number of offices
2
Most active in
Elevate Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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