Elements 5 Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,782,078
Clients
22
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$626,458
About
Elements 5 Investment Management serves individuals, families, trusts, estates, family offices and business owners, providing personalized financial planning, discretionary investment management, and project-based financial consulting. The firm places particular emphasis on business-owner clients — including owners of S‑corporations, single‑member and co‑owned LLCs, sole proprietors, independent contractors, entrepreneurs and retirees starting or transitioning into small businesses.
The firm’s investment approach is centered on strategic asset allocation documented in an Investment Policy Statement, with an emphasis on diversification and low‑cost mutual funds and exchange‑traded products; quantitative and technical tools are used only on a supplemental basis. Portfolios are tailored and may include individual securities, factor‑based (smart‑beta) exposures, closed‑end funds, ETNs and, where appropriate, options strategies, with periodic rebalancing and ongoing reviews.
A distinctive feature of the practice is that the firm’s principal is a licensed attorney and registered U.S. patent attorney who is employed outside the advisory business; the firm does not provide legal services through its advisory practice. As a single‑advisor, fee‑only firm with a modest discretionary asset base and a limited client roster, it combines comprehensive planning and customized investment management for clients with business and transition-focused needs and subscribes to voluntary fiduciary best‑practice standards.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Entity structure planning (LLC, S-Corp)
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Equity compensation tax strategy
Occupation focus
Self-Employed
Founder/Business Owner
Retired
Consultant
Demographic focus
Sandwich Generation
Mid-Career Professionals
Fee options
Financial planning fees ranging from $5,000 minimum to $16,000 depending on complexity; fixed flat fees possible for combined planning and investment management services
$0 - $500,000: $5,000 annually (minimum flat fee) $500,001 - $1,000,000: 1.00% annually $1,000,001+: Up to 1.00% annually (negotiable)
Financial consulting fee of $400 per hour
Annual retainer fee for ongoing financial planning services, minimum $5,000
Minimum fee: Minimum quarterly fee of $1,250 ($5,000 annually) for investment management services and basic financial planning Fee-only: Fees only, no commissions or referral fees; includes fixed fees, hourly fees, and AUM fees
Main office location
Elements 5 Investment Management
Bridgewater NJ, United States
Number of offices
1
Most active in
Elements 5 Investment Management has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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