EGSI Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$89,548,654
This total excludes 32 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
217
9% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
217
Very HighAverage account size
$412,667
About
EGSI serves individuals (including both high-net-worth and non‑HNW clients), trusts, estates, businesses, non‑profit organizations and retirement plan sponsors, managing roughly $132 million in client assets across 217 client relationships. The firm provides financial planning and consulting as well as discretionary and non‑discretionary portfolio management, plus retirement plan consulting and services to trustees and investment committees.
EGSI applies a top‑down investment process and allocates among mutual funds, ETFs, options, and individual debt and equity securities, offering model portfolios that range from capital preservation to aggressive growth. The firm also employs independent managers and third‑party models for research and recommendations while retaining discretion over execution, and it provides ongoing account monitoring and can serve as a 3(21)/3(38) fiduciary for plans.
EGSI is atypical for a supported firm in two respects: it operates with an unusually high client load per advisor (one advisor servicing 217 clients), and several supervised persons are licensed insurance agents who offer commissionable insurance products and disclose affiliated insurance relationships. The brochure highlights these insurance affiliations and the firm’s use of held‑away insurance/annuity platforms and solicitor relationships with other RIAs, which the firm identifies as potential conflicts of interest to be managed.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
Tax strategies for small businesses
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed financial planning and consulting fees are negotiable, historically ranging from $500 to $15,000.
0.25% to 2.00%, depending on portfolio size, services, and individual(s) providing services
Certain supervised persons offer insurance products on a commission basis, separate from advisory fees.
Account minimum: $50,000 Minimum fee: Fixed fees for financial planning and consulting services range from $500 to $15,000; typical fees range from $500 to $2,500 for updates or standard services. Fee-only: Fees based on assets under management or fixed fees for financial planning and consulting.
Main office location
EGSI Investment Management
5100 Parkcenter Ave, Suite 120
Dublin OH 43017, United States
Number of offices
1
Most active in
EGSI Investment Management has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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