EFS Asset Management LLC

EFS Asset Management LLC provides discretionary investment advisory services to a select number of separately managed accounts for high-net-worth individuals. As of December 31, 2025 the firm reported managing about $70.0 million across roughly 32 clients and customarily sets account minimums (commonly $500,000), although it retains discretion to accept smaller relationships.

The firm’s investment process is driven by continuous monitoring of global, national and regional macroeconomic factors to form asset-allocation and security-selection decisions across equity and fixed‑income strategies. Portfolios may include corporate, municipal and sovereign bonds, income-producing equity instruments, ETFs and mutual funds, and the firm may employ margin, sell short, and participate in IPO allocations for eligible accounts with pro‑rata documentation.

Distinctive features include its focus exclusively on high‑net‑worth separately managed accounts (i.e., it does not serve individual non‑HNW retail clients) and the firm’s recent move to seek state registration as assets approach the SEC registration threshold. The firm also notifies clients that it generally forwards proxy materials rather than voting them, discloses potential conflicts related to IPO allocations and related‑party interests, and documents allocation and trading procedures including the use of step‑out trades and multiple custodial relationships.