EFinancial Alliance, LLC

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Client assets under management

$289,620,556

Clients

208

41% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$1,392,407

About

E|Financial Alliance manages roughly $292 million for about 208 clients and serves individuals (including both high‑net‑worth and non‑HNW clients), trusts, estates, pension and profit‑sharing plans, and businesses. The firm offers integrated financial planning together with discretionary portfolio management and also provides ERISA non‑fiduciary services and participant advice for corporate qualified plans.

The firm builds individualized portfolios using asset allocation across equities, fixed income, ETFs, mutual funds and other marketable securities, and states an investment philosophy that emphasizes value, safety, quality and loss avoidance with a heavy focus on risk control. Portfolio management is discretionary and monitored regularly, with reviews supported by computer models for performance analysis and periodic client meetings.

Distinctive operational and staffing features include a requirement that clients custody assets with Charles Schwab or Altruist (the firm does not permit directed brokerage) and a policy against entering soft‑dollar arrangements, which can affect trade execution and service choices. The adviser team combines professional credentials (CFA, CPA, CFP and advanced degrees) and provides plan and individual services directly rather than outsourcing to third‑party managers, a configuration that is less common for firms of this size.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Wealth management Business exit / sale strategy

Occupation focus

Founder/Business Owner

Fee options

Fixed

Financial planning fixed fee $5,000 to $10,000; Corporate qualified plans fees $150, $240, $50 depending on service

Percentage

$0 - $100,000: 1.95% $100,000.01 - $250,000: 1.25% $250,000.01 - $1,000,000: 1.00% $1,000,000.01 - $2,500,000: 0.85% $2,500,000.01 - $10,000,000: 0.65% Above $10,000,000+: 0.50%

Project-based

$295/hour for financial planning and corporate qualified plans

Other

Account minimum: $100,000 Fee-only: Financial planning: $295/hour; Fixed fee $5,000 to $10,000 (negotiable)

Main office location

EFinancial Alliance, LLC

840 Crescent Centre Dr., Suite 600

Franklin TN 37067, United States

Number of offices

Most active in

Tennessee · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 615-224-8534

Advisors at this firm

Frederick P

CFP®, Series 66

Franklin, TN

EFinancial Alliance, LLC

Frederick Phillips is a CFP® and holds a Series 66 license with 19 years of industry experience. He is currently affiliated with EFinancial Alliance, LLC and has prior experience at Origin Financial, Tree Street Advisory, LLC, Beal, LLC, and Taylor Securities, Inc. Outside of his advisory work, he is involved in an e-commerce and retail business through Beal, LLC, overseeing operations including website management and supplier relations. EFinancial Alliance, LLC provides investment advisory and financial planning services to individuals, trusts, estates, pension and profit-sharing plans, and other businesses. The firm manages approximately $225.8 million in discretionary assets, focusing on individualized portfolio management using a value, safety, and quality framework with strong risk control.

Wealth management Business exit / sale strategy Founder/Business Owner

Destin T

CFA®, Series 63

Franklin, TN

EFinancial Alliance, LLC

Destin Tompkins is a CFA® charterholder with 13 years of industry experience, currently serving as a financial advisor at EFinancial Alliance, LLC since 2013. He is a trustee and board member of St. Paul Christian Academy, where he participates in various committees and fundraising efforts. EFinancial Alliance, LLC provides investment advisory and financial planning services to individuals, trusts, estates, pension and profit-sharing plans, and businesses. The firm manages discretionary portfolios using a value, safety, and quality framework focused on risk control, combining financial planning and portfolio management with regular client monitoring.

Wealth management Business exit / sale strategy Founder/Business Owner

Mitchell A

Series 65

Franklin, TN

EFinancial Alliance, LLC

Mitchell Anderson is a financial advisor at EFinancial Alliance, LLC in Franklin, TN, holding a Series 65 designation with 14 years of industry experience. He has been with EFinancial Alliance since 2012. EFinancial Alliance, LLC provides investment advisory and financial planning services to individuals, trusts, estates, pension and profit-sharing plans, and other businesses, managing approximately $225.8 million in discretionary assets. The firm emphasizes individualized, discretionary portfolio construction focused on value, safety, quality, and risk control, combining financial planning with portfolio management across its client relationships.

Wealth management Business exit / sale strategy Founder/Business Owner

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