Efficient Market Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,300,000
Total clients
37
27% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
37
Average account size
$386,486
About
Efficient Market Investments is a small independent advisory firm that serves individuals (including high-net-worth clients), trusts, estates, charitable organizations, and business entities. The firm provides discretionary asset management alongside financial planning and ongoing consulting, and it offers tax-preparation services through an affiliated accounting practice.
Portfolios are tailored to client goals and risk tolerance using fundamental analysis and charting, with periodic rebalancing and quarterly reviews. The firm employs a range of strategies — including long- and short-term positions, trading, options writing and other derivatives in separately managed accounts — and operates with discretionary trading authority.
Approximately 10% of the principal’s time is devoted to the tax-preparation business, creating an integrated tax and investment service model that the brochure discloses as a potential conflict of interest and addresses through procedures. Compared with peers, the combination of an in-house accounting practice and routine use of derivatives is uncommon for a solo independent adviser; the firm also manages a modest asset base across a small client roster and requires the use of Interactive Brokers or Altruist custodians.
Client services
Expertise
Occupation focus
Fee options
$4,200 annually for financial consulting services
$290 per hour for financial planning services
Account minimum: $100,000
Main office location
Efficient Market Investments, LLC
Apple Valley MN, United States
Number of offices
1
Most active in
Minnesota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")