EFC Wealth Management Firm, Inc.

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Client assets under management

$57,376,029

Clients

168

5% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$341,524

About

EFC Wealth Management Firm, Inc. serves individual investors and retirement-plan sponsors, offering discretionary asset management, comprehensive financial planning, and ERISA plan services including limited-scope 3(21) fiduciary support. The firm reported roughly $57.6 million in discretionary assets across several hundred accounts at year‑end and also provides public educational seminars and a subscription “Jumpstart” coaching product for investors with smaller account sizes.

Portfolios are managed on a discretionary basis and are tailored to individual goals, time horizons, and risk tolerances, with asset allocation, investment selection, monitoring, and IPS development documented for each client. EFC may engage sub‑advisors or third‑party managers (including a relationship with AE Wealth) to implement model strategies, and its investment analysis draws on fundamental, technical, and charting methods with periodic reviews for rebalancing and tax‑loss harvesting.

The firm is atypical among peers in maintaining an affiliated insurance agency and having representatives licensed to sell life and annuity products, and in disclosing that its managing principal conducts real‑estate brokerage activity—each described as potential conflicts of interest. Its combination of public workshops, a low‑cost monthly coaching subscription for lower‑asset clients, and related outside businesses for tax and document services further distinguishes its service model from many similarly sized supported firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Retirement income strategy Income planning General tax planning Wealth management Long-term care insurance

Occupation focus

Executive Founder/Business Owner Government Employee

Demographic focus

Approaching retirement Mid-Career Professionals

Fee options

Fixed

$2,495 flat fee for full financial plan

Percentage

All Assets+: 1.50% annually

Commissions

Investment Advisor Representatives receive commissions from insurance and annuity product sales through affiliated insurance agency.

Project-based

$400 per hour for limited scope financial planning

Subscriptions

$99.00 per month for Jumpstart Program subscription service

Main office location

EFC Wealth Management Firm, Inc.

5777 W Century Blvd, Suite 985

Los Angeles CA 90045, United States

Number of offices

Most active in

California · Nevada · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook X Instagram Website 310-645-0001

Advisors at this firm

Dante S

Series 63, Series 65

Los Angeles, CA

EFC Wealth Management Firm, Inc.

Dante Sanchez is a financial advisor at EFC Wealth Management Firm, LLC in Los Angeles, CA, holding Series 63 and Series 65 licenses with one year of industry experience. He previously worked with New York Life Insurance Company and NYLIFE Securities LLC. Sanchez is also a licensed insurance agent in multiple states, providing insurance services as a supplement to his financial planning practice. EFC Wealth Management Firm offers discretionary asset management, financial planning, and retirement-plan services to individuals, business entities, and qualified plans. The firm provides personalized investment programs and public educational seminars, serving clients including high-net-worth individuals and corporate retirement plans.

Retirement income strategy Income planning General tax planning Wealth management Long-term care insurance Executive Founder/Business Owner Government Employee Approaching retirement Mid-Career Professionals

Cory C

Series 63, Series 65

Los Angeles, CA

EFC Wealth Management Firm, Inc.

Cory Chapman is a financial advisor at EFC Wealth Management Firm, LLC in Los Angeles, CA, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has previously worked at Madison Avenue Securities, The Retirement Group, and FSC Securities. Outside of his advisory role, he provides personal development coaching through seminars, books, and speaking events, and teaches a free public financial education program at Pepperdine University. EFC Wealth Management Firm offers discretionary asset management, financial planning, and retirement-plan services to individuals, business entities, and qualified retirement plans. The firm provides personalized investment programs and engages in public financial education, with additional services that include an affiliated insurance agency and real estate activities.

Ba Rack L

Series 63, Series 65

Los Angeles, CA

EFC Wealth Management Firm, Inc.

Ba Rack Little is a financial advisor at EFC Wealth Management Firm, LLC with two years of industry experience. Prior to joining EFC Wealth Management, Little worked at Northwestern Mutual in various capacities including wealth management and investment services. Outside of financial advising, Little is the sole owner of NGNS Global, a fitness and health consulting business. EFC Wealth Management provides discretionary asset management, financial planning, and retirement-plan services to individuals, business entities, and qualified retirement plans. The firm offers personalized investment programs and public educational seminars, serving a range of clients including high-net-worth individuals and corporate retirement plans.

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