Edward S. Green & Associates, LLC

Edward S. Green & Associates operates primarily as a solicitor for an unaffiliated investment adviser and provides financial concierge services to clients who engage that sub-adviser. The firm’s role is focused on coordinating clients’ education, retirement and estate planning with their attorneys, accountants and other financial professionals rather than on managing client investment accounts directly.

The firm does not take custody of client assets, does not exercise discretionary authority, and reported no assets under management as of December 31, 2025; when investment management is appropriate ESG refers clients to the sub-adviser and serves as the primary client contact for those referrals. Concierge services are provided at no charge but are limited to clients who have hired the sub-adviser, and ESG receives a disclosed portion of the sub-adviser’s management fee as a solicitor.

Compared with most independent solo advisers, ESG is uncommon in that it does not provide portfolio management itself and does not charge percentage-of-AUM advisory fees directly, instead operating as a referral and coordination specialist tied to a single sub-adviser. The firm also maintains a longstanding operational relationship with a local law firm and accounting firm that provide office and administrative support and may be recommended to clients for separate legal or tax services; those referrals are separate and not compensated by ESG.