Edward Haro Financial, LLC

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Client assets under management

$16,657,770

Clients

143

7% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$116,488

About

The firm serves individual and high‑net‑worth clients, offering discretionary portfolio management, financial planning, and supplemental services such as advanced options trading training, assistance with annuities, and access to private placements. It manages roughly $16.7 million across about 143 client accounts and provides both ongoing asset management and one‑time financial plans.

Investment programs are tailored through a documented Investment Policy Statement and implemented using a mix of methods—fundamental and technical analysis, modern portfolio theory, and options strategies including multi‑leg and covered/uncovered positions. The firm generally operates with discretionary trading authority, requires custody of client assets at a designated institutional custodian, and provides regular account reporting.

Noteworthy differences from many peers include the firm’s affiliation with insurance activities: supervised persons are licensed to sell insurance and may receive commissions on insurance and annuity products, a conflict of interest the firm discloses and records. The combination of an insurance sales relationship, the explicit offering of advanced options trading services, and the absence of an account minimum distinguish the firm within the supported advisor category.

Client services

Financial planning Portfolio management Advanced options trading

Expertise

Options & derivatives strategies Real estate investing Annuities

Fee options

Fixed

Fixed financial planning fees between $500 and $5,000, negotiable

Percentage

$0 - $39,999: 2.00% $40,000 - $99,999: 1.80% $100,000 - $499,999: 1.60% $500,000 - $999,999: 1.40% $1,000,000 - $1,999,999: 1.20% $2,000,000 - $4,999,999: 1.00% $5,000,000+: 0.80%

Commissions

Insurance commissions earned by Edward D Haro as an insurance agent; commissions are not primary source of compensation and advisory fees are not reduced by commissions

Project-based

$200 per hour, negotiable based on complexity and scope

Subscriptions

Advanced Options Trading flat fee $20 to $100 per month, negotiable

Other

Fee-only: Portfolio management fees on a tiered basis; Financial planning fixed fees $500-$5,000; Hourly fees $200/hour; Advanced options trading flat fee $20-$100/month

Main office location

Edward Haro Financial, LLC

18031 Irvine Blvd.,, Suite 111

Tustin CA 92780, United States

Number of offices

Most active in

California · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (714) 760-4276

Advisors at this firm

Edward H

Series 63

Tustin, CA

Edward Haro Financial, LLC

Edward Haro is a financial advisor at Edward Haro Financial, LLC with 28 years of industry experience. He holds a Series 63 designation and has worked at firms including Crown Capital Securities, Lp and Foresters Equity Services Inc. In addition to his advisory work, he is an independent insurance agent. Edward Haro Financial, LLC serves individual and high-net-worth clients, providing discretionary portfolio management, financial planning, and advanced options trading programs. The firm employs a combination of technical and fundamental analysis across a broad range of securities and manages accounts on a discretionary basis with quarterly reviews.

Options & derivatives strategies Real estate investing Annuities

Christopher W

Series 66

Tustin, CA

Edward Haro Financial, LLC

Christopher Wescott is a financial advisor at Edward Haro Financial, LLC with one year of industry experience. He holds a Series 66 designation and has worked in various roles including positions at Crown Capital Securities, Haro Financial Services, and as a self-employed professional. Edward Haro Financial, LLC serves individual and high-net-worth clients, offering discretionary portfolio management, financial planning, and an advanced options trading program. The firm employs a combination of technical and fundamental analysis, manages accounts on a discretionary basis, and provides access to institutional trading and research resources.

Options & derivatives strategies Real estate investing Annuities

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