EdMD Financial Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,500,000
Clients
75
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
75
Very HighAverage account size
$33,333
About
The firm provides investment advisory and financial planning services to individuals as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other organizations. Services include discretionary and non‑discretionary portfolio management, written financial plans or hourly consulting, and referrals to third‑party asset managers.
The advisor constructs customized portfolios using fundamental analysis and may employ individual stocks and bonds, ETFs, mutual funds and cash positions, with strategies that range from long‑term buy‑and‑hold to short‑term trading, short sales and option writing depending on client objectives. Portfolios are monitored continuously with at least quarterly contact, and the firm applies an internal due‑diligence process when selecting funds or recommending reallocations.
A distinctive feature disclosed in the brochure is that the firm’s principal also serves as a licensed insurance professional and a registered representative of a broker‑dealer, receiving commissions for insurance and non‑fee securities transactions — activities the brochure indicates consume about 35% of the advisor’s time. The firm’s routine work with pension/corporate clients and its practice of referring clients to third‑party managers (including receipt of a portion of solicitation fees) are also less common among similar solo independent advisers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
Fixed financial planning fees ranging from $500 to $7,500 (negotiable)
$0 - $500,000: 2.00% annually $500,000 - $1,000,000: 1.75% annually $1,000,000 - $2,000,000: 1.50% annually $2,000,000+: 1.25% annually
$300 per hour (negotiable)
Account minimum: $100,000 (negotiable in certain circumstances) Fee-only: Hourly financial planning at $300 per hour (negotiable); fixed financial planning fees ranging from $500 to $7,500 (negotiable)
Main office location
EdMD Financial Strategies, LLC
6101 Bollinger Canyon Rd, Suite 328
San Ramon CA 94583, United States
Number of offices
1
Most active in
EdMD Financial Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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