EDK Advisory

EDK Advisory serves individual and high-net-worth clients as well as employer-sponsored retirement plans, offering discretionary investment management, written financial planning, ongoing financial monitoring, and retirement-plan advisory services. The single-advisor firm manages roughly $56 million across about 33 client relationships and generally provides services on an asset-based fee basis.

The firm constructs customized portfolios primarily using diversified mutual funds and ETFs, with individual stocks and bonds used as needed, and applies fundamental analysis augmented by technical or cyclical inputs; the approach is generally long-term while permitting shorter-term trades for rebalancing, tax management, or cash needs. Accounts are managed on a discretionary basis and the firm specifically offers ERISA fiduciary services for retirement plans, including IPS design, vendor analysis, and investment oversight.

A distinctive feature is the firm’s affiliation with a tax and accounting practice and the principal’s professional credentials as a licensed CPA with a Personal Financial Specialist designation; tax and accounting services have been moved into the affiliated entity and the principal dedicates a portion of time to that business, which the firm discloses as a potential referral conflict. The adviser also maintains an institutional custody relationship that provides platform tools and support, and its small client base may produce more direct, individualized contact than is typical at larger supported firms.