E
Eclipse Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,191,000
Total clients
4
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
4
Average account size
$2,047,750
About
Eclipse Asset Management LLC advises individual clients through separately managed accounts, offering analysis of financial objectives and risk constraints and designing and implementing individually tailored portfolios; clients may impose limits on types of securities. The firm, founded in 2006, reports about $8.19 million in discretionary assets across eight accounts.
Investment decisions are driven by fundamental analysis of company-specific, industry and macroeconomic factors, with allocations that can include common and preferred stock, ETFs, certain mutual funds, and U.S. Treasury securities. The firm also uses option strategies—specifically covered calls and naked short puts—to hedge positions and generate income, and notes that active options trading can materially increase brokerage costs.
Noteworthy features include no stated account minimum, a policy of not taking custody of client assets, and the firm’s decision not to vote client proxies (custodians forward proxy materials to clients). Other distinguishing items in the brochure are the firm’s explicit procedures to prevent personal trading ahead of client orders, its lack of soft-dollar arrangements or referral compensation, and the relatively small number of accounts and assets under management compared with many peers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $5,000,000: 1.00% $5,000,001+: 0.75%
Main office location
Eclipse Asset Management LLC
Milwaukee WI, United States
Number of offices
1
Most active in
Eclipse Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")