Echelon Private Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,000,000
Total clients
32
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
32
Average account size
$593,750
About
Echelon Private Wealth is a solo independent registered investment adviser managing about $19 million across roughly 32 individual and high‑net‑worth clients. The firm provides discretionary portfolio management with integrated financial planning, standalone asset‑allocation advice, and implements options strategies (including put‑ and call‑writing) for clients where appropriate.
The firm employs a mix of analytical approaches — including fundamental, technical, cyclical analysis, and modern portfolio theory — to tailor allocations and security selection to each client’s goals, time horizon, and risk tolerance. For qualified clients, Echelon may enter into performance‑based fee arrangements alongside traditional asset‑based advisory relationships and maintains written trade allocation and conflict‑mitigation procedures when managing accounts under different fee structures.
Distinguishing features include the availability of performance‑based compensation (an uncommon arrangement among similar independent advisers) and the firm’s affiliation with licensed insurance agents who may receive commission compensation for insurance products, a relationship the firm discloses and addresses as a potential conflict. The firm also offers a targeted fee reduction program for certain service professions, uses an institutional custodian platform for custody and trading support, and notes that its principal serves in a FINRA arbitrator role, reflecting additional industry involvement beyond advisory services.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $1,000,000: 1.50% annually $1,000,001 - $3,000,000: 1.25% annually $3,000,001+: 1.00% annually
Certain advisory personnel are licensed insurance agents and may receive commissions from the sale of insurance products.
$400 per hour (negotiable depending on complexity and scope)
20% of net increase in account value above prior high-water mark, calculated monthly.
Account minimum: $500,000
Main office location
Echelon Private Wealth LLC
9375 E Shea Boulevard, Suite 100
Scottsdale AZ 85260-6986, United States
Number of offices
1
Most active in
Arizona · Texas · Vermont
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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