Eastlake Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$44,569,210
Clients
118
6% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
118
Very HighAverage account size
$377,705
About
Eastlake Planning LLC is an independent registered investment adviser with approximately $44.6 million in assets under management serving individual and high‑net‑worth clients. The firm provides portfolio management, retirement-plan fiduciary advice when applicable, and both one‑time and ongoing financial planning services.
The firm’s investment approach emphasizes asset allocation and modern portfolio theory, typically recommending mutual funds, equities, fixed income and a preference for ETFs for tax efficiency in non‑qualified accounts, using model allocations tailored to client goals and time horizons. Accounts are managed on a discretionary basis and Eastlake requires use of the Altruist custodial platform for execution and reporting.
Eastlake sponsors and manages a wrap‑fee program in which clients pay a bundled fee that covers management and transaction costs, a structure the brochure notes as the firm’s standard and that is uncommon among independent advisers. A firm principal also conducts licensed insurance sales and may receive compensation for those products (a disclosed conflict of interest), and the firm does not aggregate trades across multiple client accounts.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Wealth management
Tax-loss harvesting
Fee options
Financial planning fixed fees range from $2,500 to $15,000 for both one-time and ongoing planning.
Main office location
Eastlake Planning LLC
Dallas TX, United States
Number of offices
1
Most active in
Eastlake Planning LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · Louisiana · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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