E
East River Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,473,397
Clients
2
50% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$1,236,699
About
East River Capital Management LLC is a fee‑only independent advisory firm that provides asset management, financial planning, pension consulting and institutional advisory services to individuals and entities, including pension and profit‑sharing plans, charitable organizations and municipal government clients. The firm constructs portfolios from individual stocks and bonds, ETFs, mutual funds and other public securities, and delivers tailored financial plans or consultations based on each client’s goals.
The firm typically provides non‑discretionary asset management and emphasizes continuous account supervision, using a mix of fundamental, technical and cyclical analysis across long‑term, short‑term and trading strategies. Portfolios are designed to a client’s stated objectives and generally require client pre‑approval for transactions, with the firm noting that implementation remains under client control.
What distinguishes East River Capital from many peers is its explicit pension‑consulting work for plan sponsors, including acknowledgment of ERISA fiduciary responsibilities when performing those services, and its willingness to serve institutional clients such as municipal entities and charitable organizations. The firm’s principal has a background in venture capital and the firm offers educational seminars and workshops on topics such as value investing, venture capital, private equity, tax and pension planning, services that are less common among similar independent advisers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Tax advisory; estate & trust
Expertise
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Charitable giving & philanthropy
Equity Recipients (RS/RSU, SOP, ESPP)
Fee options
Financial planning flat fees generally range from $250 to $10,000; Pension consulting flat fees generally range from $2,000 to $200,000
$1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,000+: 0.5%
$100 to $500 per hour
Account minimum: $1,000,000 Minimum fee: $3,000 per client minimum fee, unless in special instances Fee-only: Fee-only financial advisory firm
Main office location
East River Capital Management LLC
82 Wendell Avenue, Suite 100
Pittsfield MA 01201, United States
Number of offices
1
Most active in
East River Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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