East Bay Equities LLC

East Bay Equities LLC provides discretionary portfolio management to individual and high‑net‑worth clients, offering services such as asset allocation, security selection, and regular portfolio monitoring tailored to each client’s goals, time horizon, and risk tolerance. The firm manages approximately $1.04 million across a small number of client accounts and does not impose an account minimum.

The firm’s investment approach emphasizes charting and technical analysis and employs both long‑term and short‑term trading strategies, with a majority of clients receiving recommendations for short‑term equities trading. EBE uses a range of instruments — including mutual funds, equities, fixed income, ETFs and real estate funds — and exercises discretionary authority to implement trades, including the use of short sales and margin transactions.

Notably, EBE routinely uses borrowing (margin) and short‑selling within managed accounts and addresses margin treatment in its fee and risk disclosures, practices that are less common among independent peers. The firm manages client assets internally without selecting third‑party managers, requires use of a specified broker‑dealer for execution, and uses aggregated block trading procedures to allocate transactions across client accounts.