Eagle Harbor Asset Management, Inc.

Eagle Harbor Asset Management provides discretionary portfolio management to individuals, high net worth individuals, and trusts, developing tailored asset allocation plans and selecting specific equity and fixed-income securities to pursue each client’s stated goals. The firm generally requires a $500,000 portfolio minimum and delivers periodic reporting to clients, with the majority of its reported assets managed on a discretionary basis.

The firm’s investment process combines fundamental analysis with technical/charting methods and implements both long-term holdings and occasional short-term trades when warranted; it relies primarily on individual stocks and bonds and uses ETFs and mutual funds only on a limited basis. Eagle Harbor conducts trading and custody through an institutional custodian program that supplies execution, reporting, and related services to support account administration.

A distinctive feature is a formal affiliation with another registered investment adviser and with a CPA-affiliated financial practice, established to provide backup coverage and supplemental service capacity; the brochure discloses this arrangement as a potential conflict and states that no referral or compensation flows between the entities. Eagle Harbor also maintains a written Code of Ethics and proxy-voting procedures and describes controls intended to manage conflicts that can arise from affiliated relationships and overlapping personnel.