E2 Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,340,425
Clients
46
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
46
HighAverage account size
$181,314
About
E2 Financial Services, LLC provides portfolio management and financial planning to individual clients and small entities, overseeing about $8.34 million in client assets across roughly 46 accounts. The firm offers ongoing direct asset management alongside one-time financial planning and consulting services.
The firm operates on a non-discretionary model, recommending specific securities and obtaining client approval before executing transactions, and employs both fundamental and technical analysis with long- and short-term strategies. Account reviews are performed quarterly and the adviser considers rebalancing and tax-loss harvesting opportunities while relying on custodial and execution relationships (including participation in an institutional custody program) for trade execution and reporting.
Noteworthy distinctions include an affiliated insurance business: the firm’s principal conducts insurance activities and may receive customary commissions, a relationship the brochure identifies as a potential conflict and addresses through disclosures and suitability procedures. The firm’s predominant use of non-discretionary authority is also uncommon among peers, and it does not vote client proxies, leaving proxy decisions to clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
$500 fixed fee for one-time financial planning; $100 billed in advance (non-refundable) with balance due upon plan delivery; may be credited against asset management fees if client moves minimum $75,000 within 6 months.
$0 - $250,000: 1.10% annually $250,001 - $500,000: 1.05% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.90% annually $2,500,001+: 0.75% annually
Main office location
E2 Financial Services, LLC
Southgate KY, United States
Number of offices
1
Most active in
E2 Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
Kentucky · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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