E. Roger Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$225,526
Clients
1
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$225,526
About
E. Roger Financial Group provides financial planning, investment advisory and small-business retirement plan services to individuals, business entities, ERISA accounts, trusts, estates and nonprofits. Its offerings cover subscription-based financial planning, model-based portfolio advice, implementation support for employer benefit programs, and brokerage placement of life and disability insurance products.
The firm delivers investment advice primarily on a non-discretionary basis, using model asset allocations that range from capital preservation to aggressive growth and relying on fundamental, technical and cyclical analysis; clients approve trades and any portfolio changes. Financial planning is organized on a subscription platform with periodic reviews, online tools, webinars and in-person or partner-sponsored seminars, and the firm coordinates implementation through custodians and mutual fund providers.
Noteworthy differences from many peers include its role as a licensed insurance broker that accepts commissions on insurance sales while also operating subscription and pay-as-you-go planning options (the “E. Planning” and “E. Biz” cards) to extend access to micro and small business clients. The brochure also discloses the use of simulation-based, hypothetical performance in plan projections and formal operational relationships with retirement custodians and mutual fund transfer agents (including fee-debiting arrangements and soft-dollar disclosures) that it factors into custody and product recommendations.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
E. Planning Card annual fee of $85.00; E. Biz Planning Card annual fee of $125.00; Set-up fees equal to 30% of first year total annual fees in subscription platform
<$250,000 - < $250,000: $1,150 first year total annual fees (subscription platform) $250,000 - $500,000: $1,450 first year total annual fees (subscription platform) >$500,000 - < $750,000: $1,800 first year total annual fees (subscription platform) $750,000 - < $1,000,000: $2,100 first year total annual fees (subscription platform) $1,000,000 - < $2,000,000: $3,100 first year total annual fees (subscription platform) $2,000,000 - < $3,000,000: $3,900 first year total annual fees (subscription platform) $3,000,000 - < $5,000,000: $4,900 first year total annual fees (subscription platform) $5,000,000 - $10,000,000: $6,800 first year total annual fees (subscription platform) $10,000,000 - $15,000,000: $10,800 first year total annual fees (subscription platform) Over $15,000,000+: $15,000 first year total annual fees (subscription platform)
Commissions received on life, disability, and health insurance products
$225 per hour for financial advisory services; $125 per hour for small business planning with E. Biz Planning Card
Fee-only: Financial advisory services at $225 per hour; Small business financial planning services at $225 per hour or $125 per hour with E. Biz Planning Card
Main office location
E. Roger Financial Group
9701 Apollo Drive, Suite 410
Largo MD 20774, United States
Number of offices
1
Most active in
E. Roger Financial Group has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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