Dynasty Financial Planners
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,711,234
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
38
8% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
38
LowAverage account size
$334,506
About
The firm advises individuals — including high‑net‑worth clients — business owners, and employee benefit plans, managing roughly $19 million across about 38 client relationships. It offers discretionary and non‑discretionary portfolio management alongside comprehensive and single‑topic financial planning, estate unwinding assistance, business‑owner consulting, pension consulting, and nontraded securities consulting.
Investment programs are implemented through individualized Investment Policy Statements and may combine model allocations with tailored recommendations, using techniques such as modern portfolio theory, fundamental and technical analysis, and both long‑ and short‑term strategies. Accounts are monitored and rebalanced regularly (at least quarterly), and the firm uses a third‑party held‑away platform to manage assets like 401(k)s and 529s while also offering periodic educational seminars for clients and plan participants.
Distinctive elements disclosed in the brochure include affiliations with an insurance agency and a tax services affiliate; advisors are licensed insurance agents and may earn commissions on insurance sales, a potential conflict of interest the firm discloses. The firm also provides formal business‑exit consulting and estate‑unwinding services for clients and runs client education workshops—services that are relatively uncommon among peers and are implemented alongside its held‑away asset management capability.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Business & estate consulting services
Expertise
Business exit / sale strategy
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Fee options
Financial planning fixed fees range from $750 to $1,500 depending on complexity; Nontraded Securities consulting flat fees or up to 6% of assets invested; Estate consulting fixed fees of 0.35% or 0.70% of management fee depending on service; Business consulting fixed fees ranging from $5,000 to $30,000 depending on scope.
$0 - $1,000,000: 1.50% Over $1,000,000+: 1.00%
Insurance commissions earned by licensed persons affiliated with the firm for selling insurance products, separate from advisory fees.
Main office location
Dynasty Financial Planners
Worthington OH, United States
Number of offices
1
Most active in
Dynasty Financial Planners has reported serving >5 clients in these states in the last 12 months.
Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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