D
Dyad Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Dyad Financial Group is a small state-registered advisory firm that offers discretionary portfolio management, placing client funds into common stocks, exchange-traded funds, mutual funds and similar investments. The brochure describes its intended clients as primarily individuals and families (with a stated guideline for account size) and notes the firm currently reports no assets under management; it also indicates fees are charged as a percentage of assets, which is a common industry practice.
The firm states it uses a mix of fundamental and technical analysis—examining company financial strength, market trends and historical data—and pursues long-term buys, short-term trades, asset allocation and, in certain cases, options. Accounts are managed on a discretionary basis, with annual reviews offered and custodial holdings maintained at third‑party brokers that provide client statements.
A distinctive aspect of the firm is its affiliation with insurance activities: supervised persons hold state life, health, property and casualty licenses and the advisory principal operates a separate insurance business offering personal and commercial lines. Compared with typical investment-manager peers, the combination of no reported AUM, limited personnel and the advisor’s ongoing insurance business makes the firm’s model more hybrid than purely institutional.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
2% annually, charged quarterly in arrears. The 2% fee is negotiable for larger accounts.
Account minimum: $25,000 to invest (clients primarily have this amount), but no minimum required to obtain management services
Main office location
Dyad Financial Group
3521 E Brown Rd
Mesa AZ 85213, United States
Number of offices
1
Most active in
Dyad Financial Group has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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