D
DWV Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$156,605,177
Total clients
15
40% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$10,440,345
About
DWV Advisors, LLC is an independent advisory firm led by a single investment professional that provides discretionary portfolio management and financial planning to individuals, high-net-worth clients, and select institutional clients such as pension and profit‑sharing plans and corporations. Services include tailored Investment Policy Statements, ongoing portfolio supervision, management of existing investment managers, and model portfolio implementation.
The firm builds client plans around a documented Investment Policy Statement and employs model portfolios alongside a mix of analysis techniques (charting, fundamental, technical, quantitative, and cyclical) to guide asset allocation and security selection. It typically operates with discretionary authority, uses block trading for model portfolios, and may implement active strategies including options, margin, and short‑term trading while reviewing accounts at least quarterly.
Notable distinctions include the firm’s use of performance‑based fee arrangements for qualified clients (an uncommon practice among similar independent advisers) and an affiliation with a CPA practice, which can introduce coordinated tax and accounting advice. The firm manages roughly $156.6 million across a small client base and maintains relationships with third‑party managers and an insurance‑platform membership, arrangements it discloses and monitors for potential conflicts of interest.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Fee options
$510.00 per hour
Up to 20% of profits annually plus up to 0.20% of assets under management, billed quarterly in arrears
Account minimum: $250,000
Main office location
DWV Advisors, LLC
76 Pearl St, Suite 205
Essex Junction VT 05452, United States
Number of offices
1
Most active in
DWV Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")