DWT Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$607,226
Total clients
13
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$46,710
About
DWT Financial provides discretionary investment management and financial planning to individuals, trusts, estates and select business entities. As of March 6, 2025 the firm reported managing approximately $592,170 on a discretionary basis for a small client roster and charges fees based on assets under management.
Portfolios are constructed with diversification across individual equities, fixed income, mutual funds and ETFs, and the firm uses both fundamental and technical analysis in security selection. Investment implementation includes long‑term, short‑term and active trading strategies, and the firm may recommend options or margin when deemed suitable.
The firm was established in 2024 and operates with two advisors and a limited number of clients, a scale that differs from larger supported peers. DWT Financial requires clients to custody assets at Charles Schwab and disclosed receipt of Schwab institutional services — a relationship the brochure notes provides operational support while creating potential conflicts of interest; the firm also states it may reduce or waive planning fees for clients who engage its portfolio management services.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Fee options
2.00% annually
$250 to $750 per hour
Account minimum: $1,000
Main office location
DWT Financial
Bluffton SC, United States
Number of offices
1
Most active in
DWT Financial has reported serving >5 clients in these states in the last 12 months.
South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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