Duvall Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,253,000
Clients
27
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$46,407
About
The firm provides portfolio management and financial planning to individual clients and also advises employer‑sponsored defined contribution retirement plans. Services include preparing written investment policy statements, ongoing discretionary and non‑discretionary portfolio management, financial plans, and assistance with plan investment selection and participant education.
Its investment process draws on fundamental and quantitative analysis and modern portfolio theory, implemented with a long‑term trading orientation and documented risk‑tolerance profiles. For retirement‑plan clients the firm generally serves as a Section 3(21) co‑fiduciary and works with a third‑party platform (Betterment Advisor Solutions) that may exercise discretionary authority over plan assets.
A notable feature is the firm’s provision of pension consulting alongside retail advisory services, an offering that is less common among similar independent advisers. The firm requires use of designated custodians for platform accounts (Betterment and Altruist, with AdvisorTrust for certain non‑ERISA 403(b) accounts) and discloses the principal’s insurance licensure and platform‑related conflicts for clients to consider.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Annuities
Real estate investing
Fee options
Financial planning fixed fees range from $500 to $3,000.
$0 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
Licensed insurance agent may receive commissions for insurance product sales, separate from advisory fees.
Financial planning hourly fees range from $75 to $300 per hour.
Main office location
Duvall Wealth Management LLC
Fontana CA, United States
Number of offices
1
Most active in
Duvall Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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