D
Duvall Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,253,000
Total clients
27
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
27
Average account size
$46,407
About
Duvall Wealth Management provides investment advisory and financial planning services to individual clients, managing about $1.25 million across roughly 27 client accounts. Deliverables include ongoing portfolio management with written investment policy statements, standalone financial plans, and advisory services for employer‑sponsored retirement plans.
The firm documents client goals and risk tolerances in an IPS, generally seeks discretionary trading authority for portfolio management, and applies fundamental analysis, modern portfolio theory, and quantitative methods with a long‑term trading approach. For Retirement Plan engagements the firm uses the Betterment Advisor Solutions platform and acts as a Section 3(21) co‑fiduciary while Betterment serves as sub‑advisor exercising discretionary authority over plan assets.
Distinctive features include offering pension/retirement plan advisory services—an offering less common among peers—and requiring clients to custody assets on specific platforms (Betterment, Altruist, and AdvisorTrust for certain 403(b) accounts). The firm’s principal maintains an insurance license and outside employment in education (disclosed in the brochure), which the firm notes may create potential conflicts of interest (for example, commissionable insurance sales), and the firm does not aggregate trades across client accounts, which could affect execution in some market conditions.
Client services
Financial planning
Portfolio management
Pension consulting
Fee options
Fixed fees between $500 and $3,000 for financial planning services
$0 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
Licensed insurance agent may receive commissions on insurance products; commission-based compensation is in addition to advisory fees.
$75 to $300 per hour for financial planning services
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Duvall Wealth Management LLC
Fontana CA, United States
Number of offices
1
Forms ADV
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