Dutton Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$551,705
Total clients
3
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$183,902
About
Dutton Financial Planning, LLC provides discretionary asset management, personal and business financial planning, and ERISA retirement-plan advisory services to individuals, high‑net‑worth clients, trusts, estates and business entities. The firm also uses co‑advisor and sub‑advisor arrangements to deliver portfolio management and charges asset‑based management fees while offering fixed‑fee financial plans.
The firm’s investment process is discretionary and tailored to client objectives, with periodic reviews and rebalancing and the ability to hire sub‑advisors or a third‑party portfolio manager to run model portfolios. The brochure explicitly addresses the firm’s use of options and margin and discusses the risks of options and other derivatives in client accounts, including as part of third‑party or separately managed strategies.
Noteworthy features for a firm of this size include the recent addition of ERISA 3(21) plan services and formal co‑advisor/sub‑advisor fee‑sharing arrangements with third‑party managers, which the firm discloses as potential conflicts of interest. The firm manages a modest amount of client assets (about $551,705) for a small number of relationships and documents compliance measures—written agreements, disclosures and quarterly trade and account reviews—to mitigate conflicts tied to sub‑advisor selection and fee sharing.
Client services
Expertise
Occupation focus
Fee options
$3,500 to $7,500 for personal financial planning; $3,500 to $7,500 for business financial planning
$0 - $1,999,999: 1.00% annually $2,000,000 - $5,000,000: 0.75% annually Over $5,000,000+: 0.50% annually
Main office location
Dutton Financial Planning, LLC
Aledo TX, United States
Number of offices
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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