Duncan Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Duncan Wealth Management, LLC is a state-registered investment adviser that offers investment management and comprehensive financial planning to individuals, high-net-worth clients, and businesses, and also provides retirement plan consulting to qualified 401(k) plans. The firm’s brochure notes it began offering fee-only advisory services in 2025 and, as of its filing, reported no assets under management.
The firm describes its investment approach as grounded in Modern Portfolio Theory and primarily implements passive, low-turnover portfolios using index mutual funds and exchange-traded funds, with account supervision conducted on a nondiscretionary basis so clients retain final approval of trades. Clients receive plan-based financial planning across areas such as retirement projections, tax-aware asset allocation, and periodic account reviews (quarterly) while retirement-plan clients receive monitoring, semiannual sponsor meetings, participant education, and quarterly reporting.
Noteworthy for a firm in this category, the adviser is affiliated with an accounting practice that offers outsourced accounting, tax planning and preparation, and fractional‑CFO services principally for small businesses, and the brochure discloses that clients are under no obligation to use those affiliated services. The firm also emphasizes 401(k) plan consulting and discloses the potential conflict that may arise when recommending rollovers to IRAs managed by the adviser, while stating its fee-only, non‑performance‑based fee model.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.50% $1,000,001+: 1.10%
Minimum fee: Financial planning only: one-time fixed fee ranging from $1,000 to $15,000 depending on complexity Fee-only: Financial planning only: fixed fee from $1,000 to $15,000
Main office location
Duncan Wealth Management, LLC
Madison MS, United States
Number of offices
1
Most active in
Duncan Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Mississippi
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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