Dukes Lane Investments LLC

Dukes Lane Investments provides investment management and financial consulting to individuals (including high-net-worth individuals), trusts, and estates. Its services include portfolio management across equities, fixed income, mutual funds and ETFs, along with consulting engagements and recommendations that may involve options, derivative strategies and REITs.

The brochure describes a tailored approach that sets portfolios according to each client’s objectives, risk tolerance and circumstances, using quantitative optimization, technical and computer-based analysis and third-party research or software, with periodic reporting. Although discretionary authority is an offered service, the firm’s assets are reported to be primarily managed on a non-discretionary basis, meaning clients typically retain final trading authority — a practice that is uncommon among independent advisory firms.

Distinctive elements disclosed in the brochure include explicit use of hedging and covered-call option strategies, attention to monetizing or hedging concentrated stock positions, and potential use of non‑traded REITs and other less liquid instruments, which can add complexity relative to many small advisers. The brochure also notes reliance on third‑party platforms and participation in institutional custodian programs for execution, reporting and administrative support, and that the adviser is newly registered and has not previously provided advisory services.