Due North Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,331,114
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
164
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
164
Very HighAverage account size
$227,629
About
Due North Financial, LLC provides discretionary asset management and financial planning primarily for individual clients and, unusually for a firm of its size, also accepts charitable organizations and some corporate or business clients. The firm delivers ongoing portfolio management and offers financial planning on an hourly or fixed-fee basis.
Investment programs are documented with investment policy statements and risk‑tolerance questionnaires and are managed using both fundamental and technical analysis, regular monitoring, and written client objectives. The firm uses third‑party model portfolios through a model marketplace and may appoint sub‑advisors, and it custodializes client accounts on platforms that include Altruist and Charles Schwab.
A distinctive feature is that the firm’s principal maintains an active insurance practice and spends a meaningful portion of time offering insurance products, a relationship disclosed as a potential conflict of interest for clients to consider. Compared with many solo independent advisers, the combination of an insurance affiliation, acceptance of charitable and business clients, and reliance on a model marketplace and sub‑advisors are noteworthy operational characteristics.
Client services
Financial planning
Portfolio management
Expertise
General estate planning guidance
Charitable giving & philanthropy
Cash flow / budgeting
Fee options
$500 to $2,000 (negotiable)
$0 - $500,000: 1.50% $500,000.01 - $1,000,000: 1.25% $1,000,001+: Negotiable
$200 per hour (negotiable)
Main office location
Due North Financial, LLC
408 Jones St.
Eveleth MN 55734-1530, United States
Number of offices
1
Most active in
Due North Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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