D
DTCARSON Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$550,000
Clients
7
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$78,571
About
D.T. Carson Asset Management is a small, state‑registered independent advisory firm that serves individual and high‑net‑worth clients, managing roughly $550,000 across seven client relationships. The firm offers discretionary investment supervisory services and comprehensive financial planning addressing retirement, estate planning, tax considerations, college savings, cash‑flow and business planning.
The firm constructs individually tailored portfolios based on clients’ stated objectives and target asset allocations, performs quarterly reviews, and aggregates trades for block execution when appropriate. Its stated primary investment method is technical analysis, and the brochure discloses the use of options and other derivatives (including covered‑call strategies), with acknowledgement of higher turnover, liquidity and strategy risks.
What is noteworthy is the firm’s very small scale combined with an explicit reliance on technical and options‑based approaches rather than primarily fundamental analysis, and its willingness to manage accounts without a stated minimum. The firm also discloses several operational distinctions: it does not provide written advisory reports to clients, does not vote client proxies, does not accept third‑party compensation, and operates under a single adviser exercising discretionary authority.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Financial planning fixed fees range from $1,500 to $3,500, negotiable
$0.00 - $100,000.00: 1.50% $100,001.00 - $250,000.00: 1.25% $250,001.00 - $1,000,000.00: 1.00% $1,000,001.00+: Negotiable
$175.00 per hour for financial planning services in special circumstances
Fee-only: Financial planning fixed fees $1,500 - $3,500; hourly rate $175/hour
Most active in
DTCARSON Asset Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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